planadviser.com9h
SEC Fines Vanguard for Misleading Retail Target Date Fund Investors
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...
Klaviyo president sells $181,621 in stock
Rowland Stephen Eric, the President of Klaviyo , Inc. (NYSE:KVYO), recently executed a stock sale as reported in a filing ...
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Inside JPMorgan’s Return-to-Office Battle: A Secret Survey, Quiet Quitting, and More Microwaves
Internal JPMorgan documents offer a rare inside look at how one corporation is planning for post-pandemic work—and preparing for the pushback.
Vanguard to Pay More Than $100 Million Over Target-Date Fund Mess
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
Pump.fun Sued Over Alleged Peanut the Squirrel Memecoin Risk (1)
Cryptocurrency platform pump.fun lured nearly half a billion dollars in fees from investors and put them at high financial risk by distributing unregistered memecoins, including of the eponymous ...
Coingape16h
Breaking: Digital Currency Group to Pay $38M in US SEC Settlement
The US SEC said Grayscale's parent company, Digital Currency Group (DCG) for misleading investors for not disclosing its risks in 3AC ...
JD Supra18h
EnforceMintz —Could the Supreme Court’s Decision in Jarkesy Mean the End to HHS Civil Monetary Penalty Authorities as We Know Them?
Last June, the Supreme Court issued its decision in Securities and Exchange Commission v. Jarkesy, which holds that the ...
cryptopolitan18h
PumpFun Corp sued in NY court for alleged pump-and-dump schemes
PumpFun Corp is facing allegations of running cryptocurrency pump-and-dump schemes.  On Thursday, Kendall Carnahan, CEO of ...
hodlfm19h
AI Market Surge, SEC's Bitwise Hold, Tether Legal Action and More
According to the latest news report from the crypto AI sector, some of its major tokens, like AI16z and Virtuals Protocol, ...
Fitness beverage company Celsius to pay $3 million fine to settle US SEC accounting case
Celsius Holdings , the fitness beverage company, will pay a $3 million civil fine to resolve charges it accounted improperly for stock-based awards, the U.S. Securities and Exchange Commission said on ...