The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Last June, the Supreme Court issued its decision in Securities and Exchange Commission v. Jarkesy, which holds that the ...
The US SEC said Grayscale's parent company, Digital Currency Group (DCG) for misleading investors for not disclosing its risks in 3AC ...
Celsius Holdings , the fitness beverage company, will pay a $3 million civil fine to resolve charges it accounted improperly for stock-based awards, the U.S. Securities and Exchange Commission said on ...
Cryptocurrency platform pump.fun lured nearly half a billion dollars in fees from investors and put them at high financial risk by distributing unregistered memecoins, including of the eponymous ...
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Rowland Stephen Eric, the President of Klaviyo , Inc. (NYSE:KVYO), recently executed a stock sale as reported in a filing ...
PumpFun Corp is facing allegations of running cryptocurrency pump-and-dump schemes.  On Thursday, Kendall Carnahan, CEO of ...
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
MicroStrategy’s Michael Saylor is buying as much of the cryptocurrency as he can. Some big-name investors are going along for the ride.