Securities Law and Practice Need Reorienting Around Materiality
Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...
BTC above $150K is ‘speculative fever,’ SAB 121 canceled, and more: Hodlers Digest, Jan. 19 – 25
Any level above $150,000 for Bitcoin would be "speculative fever," US SEC cancels SAB 121 rule, and more: Hodler's Digest ...
Miracle Mile Advisors LLC Has $144,000 Stock Position in Snap Inc. (NYSE:SNAP)
Miracle Mile Advisors LLC reduced its position in shares of Snap Inc. (NYSE:SNAP – Free Report) by 38.1% in the 4th quarter, according to the company in its most recent filing with the Securities and ...
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West Bancorporation, Inc. Announces Fourth Quarter and Year End 2024 Financial Results and Declares Quarterly Dividend
West Bancorporation, Inc. (Nasdaq: WTBA; the "Company”), parent company of West Bank, today reported 2024 net income of $24.1 million, or $1.42 per diluted common share, compared to 2023 net income of ...
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SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange ... abusive short-selling practices. Sanjay Wadhwa, the acting director of the SEC's Division of Enforcement, in a statement, said, "It is essential to the ...
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SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission said two related Robinhood ... Regulation SHO was designed to address abusive short-selling practices. Feeling out of the loop? We'll catch you up on the ...
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Court tells SEC to lay out why it has declined Coinbase's request for crypto regulations
(AP) — A federal appeals court says the U.S. Securities and Exchange Commission needs to better ... asset sector — although the judges stopped short of reversing the agency's decision.
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Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations
NEW YORK (Reuters) - Online trading firm Robinhood Markets (HOOD) has agreed to pay $45 million to settle U.S. Securities and Exchange Commission ... and complying with short sale rules, said ...
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South Carolina faces federal securities investigation over $1.8 billion accounting error
"I believe the treasurer needs to think long and hard about his sworn testimony before our subcommittee as our investigation continues, and as the Securities and Exchange Commission investigation ...
Are famous short-sellers going extinct? The exit of Hindenburg Research and Andrew Left shows the risky trade is shrinking
Left told Fortune the glut of discourse available to investors has made the job of the short seller ever more difficult, a ...
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Gensler Says Serving as SEC Chair Was a 'Great Privilege'
Securities and Exchange Commission Chair Gary Gensler comments on his tenure as SEC chair and some of the criticisms aimed at him. He speaks with David Gura on "Bloomberg Markets." Gensler will ...
The abrupt closing of activist short-seller Hindenburg highlights 'wear and tear' of betting against stocks
The disbanding of activist short seller Hindenburg Research last week made it clear: The business of uncovering fraud in public companies has become one of the riskiest, burdensome, and often loathed ...