Securities Enforcement
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SEC to hold Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers
The SEC's Divisions of Examinations and Investment Management , and the Asset Management Unit of the Division of Enforcement, jointly sponsor the compliance outreach program. The program promotes open ...
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SEC approves major changes to stock market
The U.S. Securities and Exchange Commission (SEC) has voted to reduce the minimum tick size for stock market trades to a ...
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SEC made up ‘digital asset security’ out of thin air, says US Rep
The US Securities and Exchange Commission (SEC) is regularly criticized by government officials and crypto leaders for its ...