The U.S. Court of Appeals for the 9th Circuit will hear oral arguments regarding the Securities and Exchange Commission's (SEC) gag rule on Thursday. The rule flagrantly violates the First ...
According to a report by Bloomberg, the Securities and Exchange Commission (SEC) may be next for job cuts and possible consolidations. The SEC is the main regulator for securities firms ...
The US Securities and Exchange Commission (SEC) brought a number of significant enforcement proceedings against investment advisers and ...
Elon Musk has repeatedly clashed with the Securities and Exchange Commission over the last decade. Now, his cost-cutting crusade is about to hit the regulator. The Musk-led Department of ...
The acting chair, Mark Uyeda, is directing the Securities and Exchange Commission to pause its legal ... to because of climate change and its effects, including droughts and wildfires, changes ...
Mark T. Uyeda, the acting chairman of the Securities and Exchange Commission, took action with respect to The Enhancement ...
Acting Chair Mark Uyeda said he has directed staff to ask that an appeals court delay arguments while commissioners deliberate on next steps.
President John Dramani Mahama has appointed Dr James Klutse Avedzi as the Acting Director-General (DG) of the Securities and Exchange Commission, effective immediately. This follows the ...
The Texas Stock Exchange announced Friday it has filed Form 1 with the U.S. Securities and Exchange Commission, the first step on its journey towards approval as a national stock exchange.