ICAN, or Investors Choice Advocates Network, is a non-profit that advocates on behalf of underserved investors and those ...
The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...
Cynthia Lummis challenges the SEC’s crypto oversight in Coinbase vs SEC, arguing its actions exceed authority and stifle innovation.
The US Securities and Exchange Commission (SEC) released a press release on January 15 announcing that it had charged Navy Capital Green ...
"We request SEC and DoL take decisive action to uphold fiduciary duty laws," 22 state financial officers demanded in a letter to acting heads of both agencies.
Senator Cynthia Lummis said an appellate court ”urgently needed” to establish a legal standard as to whether cryptocurrencies ...
The remaking of the board is far more common at the PCAOB than the FASB—and expected to recur under coming SEC leadership.
While the long-term future of the crypto industry in the U.S. will likely require Congress to sign a comprehensive regulatory framework into law, here are six steps the SEC could immediately take to ...
Blue Ridge Bankshares, Inc. (NYSE American:BRBS), a Virginia-based state commercial bank with a market capitalization of $288 million, has entered into revised employment agreements with key ...
Tradeweb Markets Inc . (NASDAQ:TW), a prominent operator of electronic marketplaces, has received approval from the U.S.
according to the Cyprus Securities and Exchange Commission (CySEC). In addition, the total value of assets under management recorded a slight decrease, dropping to €9.1 billion. The total number ...
The SEC announced this week the formation of a crypto task force led by Republican Commissioner Hester Peirce. In a post on social media platform X on Thursday, Peirce hailed the decision: “Bye bye, ...