Digital Currency Group, former Genesis CEO to pay $38.5 million over SEC charges
The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...
DCG Pays $38 Million Fine to Settle SEC Investigation
Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
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US Securities and Exchange Commission’s lawsuit against Elon Musk explored as X CEO is accused of non-disclosure of the app’s stock purchase
The Security and Exchange Commission (SEC) filed a lawsuit against Elon Musk, owner of social media giant X (formerly known ...
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...
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ProShares files for features, leveraged, and inverse XRP ETFs
ProShares seeks SEC approval for leveraged, inverse, and futures XRP ETFs, ahead of Chair Gensler's departure.
Amazon deal for AI start-up’s technology draws whistleblower complaint
Filing details $400 million license for smart robot system and claims retail giant’s “reverse acquihire” contract limits ...
SEC accuses Elon Musk of securities violation in new suit
The Securities Exchange Commission has filed suit against Elon Musk, alleging that he violated securities law.
Arkansas party in $106 million settlement with Vanguard
Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...
SEC charges La Jolla’s LPL Financial with anti-money laundering violations
LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...
Want To Help People Affected By The California Wildfires? SEC Says Beware Of These Scams
As wildfires devastate homes and neighborhoods in California, individuals who want to help those impacted by the destruction ...
Is Warren Buffett's Recent $610 Million Move a Positive Sign for Investors in 2025?
Investors often turn to Warren Buffett for advice for one good reason: He's proven his ability to navigate any investing ...