The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...

Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...

The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

Filing details $400 million license for smart robot system and claims retail giant’s “reverse acquihire” contract limits ...

ProShares seeks SEC approval for leveraged, inverse, and futures XRP ETFs, ahead of Chair Gensler's departure.

Investors often turn to Warren Buffett for advice for one good reason: He's proven his ability to navigate any investing ...

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...

LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...

As wildfires devastate homes and neighborhoods in California, individuals who want to help those impacted by the destruction ...