The SEC issued new guidance on how an issuer wishing to engage in general solicitation under Rule 506(c) may satisfy the rule ...

UBS AG and Founder Securities entered into a tri-party agreement with BSAM In June 2024 for UBS AG and Founder Securities to sell 36.01% and 49% stakes respectively in CSS to BSAM. Beijing, 12th March ...

Danica, a Denmark-based health insurance solutions company, has joined the MAXIS Global Benefits Network (MAXIS GBN). The move will see the firm offer life, critical illness, disability, and medical ...

Tiffany Hawkins, a former COO and partner at Momentum, and Allan Boomer, a former CCO and current partner at the firm, allegedly breached their fiduciary duties and misused fund and portfolio assets, ...

Nation Media Group has appointed a former Nairobi Securities Exchange (NSE) boss as managing director and CEO. Former NSE CEO Geoffrey Odundo speaking at a past event. Photo: NSE PLC. Source: Twitter ...

THE Securities and Exchange Commission (SEC) has revoked the corporate registration of Ecomamoni Environmental Recyclable Materials Manufacturing, Inc. for allegedly soliciting investments without the ...

Failure to comply with this extended deadline results in consequences, including the potential loss of the SEC registration, removal from stock exchanges, and legal ramifications. There are two ...

The Securities and Exchange Commission (SEC) said over the weekend it revoked the corporate registration of Ecomamoni Environmental Recyclable Materials Manufacturing Inc. for allegedly soliciting ...

This is particularly beneficial for foreign companies looking to tap into U.S. capital markets without undergoing the rigorous process of SEC registration. To qualify as a QIB, an institution must ...