The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...

The Securities and Exchange Commission (SEC) has announced charges against broker-dealer and investment adviser LPL Financial (NASDAQ:LPLA) LLC due to numerous failures in its anti-money laundering ...

House Oversight Committee Chairman James Comer is zeroing in on a new target after spending the last two years probing ...

"You're going to be very happy with me," President- elect Donald Trump told crypto-enthusiasts at a bitcoin conference last ...

In his last days in office, U.S. Attorney Ken Parker brings charges against Chuck Jones and Mike Dowling in Ohio's largest ...

Kevin Muhlendorf, Brandon Moss and Corey Hauser of Wiley discuss the U.S. Department of Justice Criminal Division's Fraud ...

The end of the SEC’s regulate-by-enforcement strategy will be an improvement, however it shakes out, Howard Fischer and ...

Coinbase CEO Brian Armstrong argued that “free market capitalism” was the best solution to fight poverty, fueled by ...

WASHINGTON (AP) — The price of bitcoin topped $100,000 again early Friday as a pumped up cryptocurrency industry expects ...

An independent internal inquiry into the state's Attorney General's Office found there was no misconduct connected to former ...

Cryptocurrency exchange Crypto.com has secured in-principal approval to operate across the European Union under a Markets in Crypto Assets (MiCA) license, enabling it to comply with unified regulatory ...