In late February, the Securities and Exchange Commission (SEC ... good regulatory policy and it is certainly not real market structure reform.”–Peter J. Wallison The reasons for this are ...

As the regulatory landscape continues to evolve, public company officers and directors must stay abreast of the enforcement priorities ...

By slimming the SEC’s budget, headcount and regulatory scope, a new agency chief would fall in step with Trump’s cost-cutting and efficiency campaign.

Caroline Pham, acting chair of the US Commodity Futures Trading Commission (CFTC), has announced the agency will be holding ...

President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.

ICAN, or Investors Choice Advocates Network, is a non-profit that advocates on behalf of underserved investors and those ...