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It doesn’t appear so after the Securities and Exchange Commission this month dunned 26 financial firms for failing to track employee “off-channel” communications. The SEC Chairman wants to ...
According to a footnote in a Sept. 12 court filing, the United States Securities and Exchange Commission (SEC) has retracted ...
Securities and Exchange Commission member Mark Uyeda suggested in a July statement that his agency had missed the mark with its approach to cryptocurrency, and proposed a shift in how the SEC ...
The SEC mentioned how its definition of “crypto asset securities” takes a contextual approach based on numerous factors and ...
The Securities and Exchange Commission says that it has reached a settlement with industrial conglomerate Esmark and its ...
The SEC's Divisions of Examinations and Investment Management , and the Asset Management Unit of the Division of Enforcement, jointly sponsor the compliance outreach program. The program promotes open ...
The Securities and Exchange Commission has urged State-Owned Enterprises to list on the Nigerian Exchange market to promote democratisation, inclusiveness and create wealth for Nigerians. The SEC ...
It's just the evolution where there were way too many scams by crypto folks that lead to the SEC’s aggressive overreach and ...
according to prosecutors who said Roberts made "material misrepresentations" to the U.S. Securities and Exchange Commission. Roberts negotiated and executed three contracts between Kubient and ...
(Reuters) - Terraform Labs received court approval on Thursday to wind down its operations in bankruptcy after agreeing to settle a U.S. Securities and Exchange Commission lawsuit accusing the ...