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The SEC's Divisions of Examinations and Investment Management , and the Asset Management Unit of the Division of Enforcement, jointly sponsor the compliance outreach program. The program promotes open ...

The U.S. Securities and Exchange Commission (SEC) has voted to reduce the minimum tick size for stock market trades to a ...

The US Securities and Exchange Commission (SEC) is regularly criticized by government officials and crypto leaders for its ...

This site displays a prototype of a “Web 2.0” version of the daily Federal Register. It is not an official legal edition of the Federal Register, and does not replace the official print version or the ...

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Some shareholders of the brokerage firm, upset over the terms of the buyout, want to know how the Securities and Exchange Board of India allowed the delisting of ICICI Securities Ltd., waiving the ...

African-founded cryptocurrency exchange Quidax has become the first crypto exchange in Nigeria to receive a provisional operating license from the Securities and Exchange Commission (SEC) as a ...

The license which was presented by the Securities and Exchange Commission grants Quidax the permission to operate as a registered crypto exchange in Nigeria as the nation begins the formal recognition ...

The United States Securities and Exchange Commission issued a Wells notice to OpenSea on Aug. 28, stating that the non-fungible token (NFT) exchange had served as a marketplace for unregistered ...

In furtherance of its commitment to enabling innovation that would deepen the capital market while guaranteeing the protection of investors, the Securities and Exchange Commission(SEC), yesterday ...