Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...

ICAN, or Investors Choice Advocates Network, is a non-profit that advocates on behalf of underserved investors and those ...

NYU finance professor David Yermack weighs in on the potential risks and benefits of investing in crypto and more ...

The SEC has launched a Crypto Task Force to bring clarity to digital asset regulations, tackle crypto securities, stablecoins ...

On September 27, 2024, the U.S. Securities and Exchange Commission (“SEC”) amended the rules and forms that govern how filers access and interact ...

U.S. federal law gives the Securities and Exchange Commission (“SEC”) flexibility when seeking sanctions, including remedies that are tailored ...

Too often regulators get bogged down in the minutiae of prescriptive laws and miss their core intent, says Teresa Goody ...

Nvidia (NASDAQ: NVDA) has been one of the hottest tech stocks on the planet. In that time period, Nvidia rose more than 2,000 ...

Agencies overseeing consumer financial affairs, wealth managers, and commodity traders all seem to be scaling back oversight ...

The Texas Stock Exchange (TXSE) is eyeing a 2026 launch after submitting paperwork to operate as a national securities ...

With $160 million in funding from Wall Street heavyweights, the startup’s CEO wants to challenge New York as a financial hub.

The Cyprus Securities and Exchange Commission (CySEC) on Thursday hosted the plenary meeting of the International Organisation of Securities Commission’s (IOSCO) European Regional Committee (ERC ...