The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

The Security and Exchange Commission (SEC) filed a lawsuit against Elon Musk, owner of social media giant X (formerly known ...

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...

LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.

As wildfires devastate homes and neighborhoods in California, individuals who want to help those impacted by the destruction ...

The Securities Exchange Commission has filed suit against Elon Musk, alleging that he violated securities law.

The United States’ Securities and Exchange Commission (SEC) has sued billionaire Elon Musk, accusing him of failing to disclose his ownership of Twitter stock on time before buying the social ...

President-elect Donald Trump is planning to use his executive powers to reduce the regulatory burden faced by cryptocurrency ...

Emera Incorporated (“Emera”) today announced that the exchange offer (the “Exchange Offer”) for USD $500,000,000 aggregate principal amount of outstan ...