The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) charges over ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

The U.S. Securities and Exchange Commission is suing Elon Musk for allegedly failing to properly disclose his purchase of ...

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...

Two Sigma Investments waited four years to address vulnerabilities that hedge fund employees noticed in its investment models ...

A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...

The United States’ Securities and Exchange Commission (SEC) has sued billionaire Elon Musk, accusing him of failing to disclose his ownership of Twitter stock on time before buying the social ...

A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request ...

Gary Gensler’s Securities and Exchange Commission (SEC) branded Binance.US “a cauldron of fraud,” and used its power and ...

On January 15, 2025, the SEC formally filed an appeal with the Second Circuit Court to overturn Judge Analisa Torres' July ...