The Uniform Securities Act enhances investor protection by establishing consistent state-level securities regulations and mandating the registration of investment professionals to ensure compliance.

The defendants also allegedly conditioned the settlement of a securities fraud lawsuit on the investors agreeing not to initiate contact with the SEC and later sued the investors for breaching the ...

KOCHI: Kerala needs to pass a model investor protection act, MP Shashi Tharoor said in Kochi on Sunday. He was speaking at the India Forward Talk Series organised by the Cochin Chamber of Commerce ...

In addition, the FSC is working on follow-up regulations to the Virtual Asset Investor Protection Act, which came into effect in July of last year. This second phase of regulation will focus on ...