The SEC on Friday voted to reopen the comment period on a proposal that would expand the definition of "exchange" under Rule 3b-16 of the Securities Exchange Act of 1934. The proposal, unveiled in ...
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on the proposed amendments to the Exchange Act. The Proposal seeks to amend Regulation ATS and Rule 3b-16 under the ...
More opposition has come in at the last minute to the year-old proposal reimagining the SEC’s definition of a securities exchange. The United States Securities and Exchange Commission (SEC) extended ...
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