What will best execution mean to you by this time next year? This month marks my one-year anniversary with Waters and in that relatively short amount of time the world of best ex has evolved-thanks to ...

The US Securities and Exchange Commission (SEC) has proposed implementation of a best execution regulatory framework for brokers and dealers that will fall under the Commission’s own rule-book, rather ...

The UK Financial Conduct Authority (FCA) has published the findings from its multi-firm review of how wholesale banks deliver best execution in UK listed cash equities. The webpage highlights good ...

Citigroup Global has been fined $1.85 million by the Financial Industry Regulatory Authority (FINRA) for failing to provide best execution in approximately 22,000 customer transactions involving ...

While the exceptional market volatility ushered in by last year’s Russian invasion of Ukraine has ebbed, 2023 was still a difficult year for trading and execution in Europe. “EMEA equity trading ...