WealthManagement.com2d
Arete Wealth Fights Back on SEC Charges
In a letter to Acting SEC Chair Mark Uyeda, the Chicago-based firm called the recent complaint a retaliation and cited ...
Crain's Chicago Business3d
Arete Wealth faces SEC charges over oil and gas stock sales
The U.S. Securities and Exchange Commission filed an enforcement action alleging the Chicago-based firm tried to cover up ...
WealthManagement.com5d
SEC Charges Arete Wealth, Part of Final Rush of Pre-Trump Actions
According to the commission, the firm attempted to cover up “allegedly fraudulent conduct” by several reps who solicited ...
Netflix upgraded to Neutral from Sell at Arete
Arete upgraded Netflix (NFLX) to Neutral from Sell with an $833 price target Invest with Confidence: Follow TipRanks' Top Wall Street Analysts ...
AppLovin upgraded to Buy from Neutral at Arete
Arete analyst David Mak upgraded AppLovin (APP) to Buy from Neutral with an $180 price target Invest with Confidence: Follow TipRanks' Top Wall ...
Compliance Week4d
SEC charge against CCO in penny stock scheme raises more questions about gatekeeper liability
A recent complaint by the Securities and Exchange Commission against the chief compliance officer of a Chicago-based ...
Financial Advisor IQ9mon
SEC Charges Arete, Reps, Compliance Chief over Illegal Securities Sales
The Securities and Exchange Commission has charged two Arete Wealth entities and three of the firm's brokers with fraud as ...
CRN2y
Arete IR Is The Latest Cybersecurity Company To Lay Off Staff
Arete IR, a Florida-based cyber incident response firm that’s known for its handling of ransomware cases on behalf of clients, has confirmed it has laid off an unspecified number of employees ...